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Last updated about 22 hours ago
SEC Announces Departure of OIEA Director Lori J. Schock
about 22 hours ago
The Securities and Exchange Commission today announced that Lori J. Schock, who...
SEC Announces Agenda and Panelists for Roundtable on Financial Surveillance and Privacy
4 days ago
The Securities and Exchange Commission’s Crypto Task Force has announced the agenda...
SEC to Host Webinar for Transfer Agents on Regulation S-P
4 days ago
The Securities and Exchange Commission today announced it will hold the second...
Cristina Martin Firvida to Conclude Tenure as Investor Advocate
14 days ago
The Securities and Exchange Commission today announced that Cristina Martin Firvida, who...
SEC Investor Advisory Committee to Host Dec. 4 Meeting on Regulatory Changes in Corporate Governance, the Tokenization of Equity Securities
14 days ago
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual...
SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin
18 days ago
The Securities and Exchange Commission announced today that it will hold a...
SEC Announces New Date and Time for Roundtable on Financial Surveillance and Privacy
18 days ago
The Securities and Exchange Commission’s Crypto Task Force has rescheduled its Financial...
SEC Division of Examinations Announces 2026 Priorities
22 days ago
The Securities and Exchange Commission’s Division of Examinations today released its 2026...
Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC
26 days ago
The Securities and Exchange Commission today announced that Antonia M. Apps, Deputy...
SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS
about 1 month ago
The Securities and Exchange Commission today issued an order granting temporary exemptive...
SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowers
2 months ago
The Securities and Exchange Commission today announced that Stacey Bowers, who has...
SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Rules
2 months ago
The Securities and Exchange Commission today enhanced its efforts to assist broker-dealers...