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Last updated 4 days ago

SEC Announces Continuation of Small Business Advisory Committee Meeting

4 days ago

The Securities and Exchange Commission announced that the Small Business Capital Formation...

Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy

6 days ago

The Securities and Exchange Commission released a report to Congress today highlighting...

SEC Announces Roundtable on Preparations for 24-Hour Trading

11 days ago

The Securities and Exchange Commission announced today that it will host a...

SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon

12 days ago

The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy...

SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors

18 days ago

The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule...

SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors

24 days ago

The Securities and Exchange Commission’s Office of Municipal Securities today announced it...

SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets

25 days ago

The Securities and Exchange Commission’s Office of the Advocate for Small Business...

SEC Small Business Advisory Committee to Explore Modernizing Market Access

26 days ago

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...

SEC Forms New Retail Fraud Working Group

27 days ago

The Securities and Exchange Commission today announced the creation of the Retail...

SEC Names Paul Knight as Chief Operating Officer

27 days ago

The Securities and Exchange Commission today announced that Paul Knight has been...

SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised

about 1 month ago

The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)...

SEC Seeks Public Comment on Novel Exchange-Traded Funds

about 1 month ago

The Securities and Exchange Commission today issued a request for public comment...