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Last updated 8 days ago
SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers
8 days ago
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)...
SEC Appoints New Chairman and Board Members to PCAOB
14 days ago
The Securities and Exchange Commission today announced the appointment of Demetrios (Jim)...
SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud
17 days ago
The Securities and Exchange Commission today filed settled charges against Archer-Daniels-Midland Company...
SEC and CFTC Reschedule Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
18 days ago
Securities and Exchange Commission Chairman Paul S. Atkins and Commodity Futures Trading...
SEC and CFTC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
22 days ago
Securities and Exchange Commission Chairman Paul S. Atkins and Commodity Futures Trading...
SEC Small Business Advisory Committee to Continue Discussion on Regulatory Framework for Finders and Begin Exploring the Private Secondary Market
22 days ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...
SEC Approves 2026 PCAOB Budget and Accounting Support Fee
22 days ago
The Securities and Exchange Commission today approved the 2026 budget for the...
SEC Seeks Candidates for Membership on the Investor Advisory Committee
22 days ago
The Securities and Exchange Commission is seeking candidates for appointment as members...
SEC Seeks Candidates for Small Business Capital Formation Advisory Committee
23 days ago
The Securities and Exchange Commission is seeking candidates to fill a limited...
Division of Corporation Finance Names Senior Staff
24 days ago
The Securities and Exchange Commission today announced the senior team from the...
Christina M. Thomas to Rejoin the Division of Corporation Finance as Deputy Director
24 days ago
The Securities and Exchange Commission today announced that Christina M. Thomas will...
Keith E. Cassidy Named Director of the Division of Examinations
24 days ago
The Securities and Exchange Commission today announced that Keith E. Cassidy has...