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Last updated about 15 hours ago
SEC Charges Three Senior Executives in Two Actions Alleging Massive Bribery Scheme Involving Indian Energy Companies Adani Green and Azure Power
about 15 hours ago
The Securities and Exchange Commission today charged Gautam Adani and Sagar Adani...
SEC Charges BIT Mining with FCPA Violations in Connection with Bribery Scheme to Influence Members of Japanese Parliament
3 days ago
The Securities and Exchange Commission today announced that BIT Mining Ltd., formerly...
SEC Charges Invesco Advisers for Making Misleading Statements About Supposed Investment Considerations
13 days ago
The Securities and Exchange Commission today charged Invesco Advisers, Inc. for making...
JP Morgan Affiliates to Pay $151 Million to Resolve SEC Enforcement Actions
21 days ago
The Securities and Exchange Commission today charged J.P. Morgan Securities LLC (JPMS)...
SEC Announces New Members of Small Business Capital Formation Advisory Committee
22 days ago
The Securities and Exchange Commission today announced four new members of the...
SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
27 days ago
The Securities and Exchange Commission today adopted rule amendments and a new...
SEC Small Business Advisory Committee to Discuss Approaches to Venture Capital Fundraising and Challenges Facing Emerging Fund Managers
27 days ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today...
SEC Charges Four Companies With Misleading Cyber Disclosures
30 days ago
The Securities and Exchange Commission today charged four current and former public...
SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
about 1 month ago
The Securities and Exchange Commission today charged New York-based investment adviser WisdomTree...
SEC Division of Examinations Announces 2025 Priorities
about 1 month ago
The Securities and Exchange Commission’s Division of Examinations today released its 2025...
SEC Charges Virginia-Based RTX Corp. with Violating Foreign Corrupt Practices Act in Connection with Efforts to Obtain Contracts with the Qatari Military
about 1 month ago
The Securities and Exchange Commission today announced that RTX Corporation, a Virginia-based...
SEC Charges U.S.-Based Moog Inc. with FCPA Violations for Subsidiary’s Role in Indian Bribery Scheme
about 1 month ago
The Securities and Exchange Commission today announced that Moog Inc., a New...