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Last updated 3 days ago
SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
3 days ago
The Securities and Exchange Commission and the Commodity Futures Trading Commission today...
SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
3 days ago
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued...
SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
9 days ago
The Securities and Exchange Commission has appointed John Moses as Director of...
SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)
11 days ago
The Securities and Exchange Commission today proposed amendments to rescind Rules 611...
SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
14 days ago
The U.S. Securities and Exchange Commission established joint data standards under the...
SEC Announces New Members of Small Business Capital Formation Advisory Committee
17 days ago
The Securities and Exchange Commission today announced five new members of the...
SEC Publishes Draft Strategic Plan for Public Comment
20 days ago
The Securities and Exchange Commission today published a Draft Strategic Plan that...
SEC Announces Four New Members of Investor Advisory Committee
20 days ago
The Securities and Exchange Commission today announced four new members to fill...
SEC Proposes Rescission of Climate-Related Disclosure Rules
24 days ago
The Securities and Exchange Commission today proposed the rescission of overly burdensome...
SEC Investor Advisory Committee to Host June 4 Meeting
26 days ago
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public...
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
about 1 month ago
The Securities and Exchange Commission (SEC) and National Futures Association (NFA) today...
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
about 1 month ago
The Securities and Exchange Commission today proposed amendments to its rules and...