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Latest posts

Last updated 4 days ago

SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors

4 days ago

The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule...

SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors

9 days ago

The Securities and Exchange Commission’s Office of Municipal Securities today announced it...

SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets

11 days ago

The Securities and Exchange Commission’s Office of the Advocate for Small Business...

SEC Small Business Advisory Committee to Explore Modernizing Market Access

12 days ago

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...

SEC Forms New Retail Fraud Working Group

13 days ago

The Securities and Exchange Commission today announced the creation of the Retail...

SEC Names Paul Knight as Chief Operating Officer

13 days ago

The Securities and Exchange Commission today announced that Paul Knight has been...

SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised

19 days ago

The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)...

SEC Seeks Public Comment on Novel Exchange-Traded Funds

20 days ago

The Securities and Exchange Commission today issued a request for public comment...

SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks

24 days ago

The Securities and Exchange Commission and the Commodity Futures Trading Commission today...

SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs

25 days ago

The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director...

SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions

about 1 month ago

The Securities and Exchange Commission and the Commodity Futures Trading Commission today...

SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets

about 1 month ago

The Securities and Exchange Commission and Commodity Futures Trading Commission today issued...