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Press Releases
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Last updated about 9 hours ago
SEC Approves Generic Listing Standards for Commodity-Based Trust Shares
about 10 hours ago
The Securities and Exchange Commission today voted to approve proposed rule changes...
SEC Issues Policy Statement Clarifying that Mandatory Arbitration Provisions Will Not Affect Effectiveness of Registration Statements
about 10 hours ago
The Securities and Exchange Commission today published a policy statement to announce...
SEC and CFTC Extend Form PF Compliance Date to Oct. 1, 2026
about 17 hours ago
The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission each...
SEC to Host Webinar for Large Firms on Regulation S-P
1 day ago
The Securities and Exchange Commission today announced it will hold a series...
SEC Announces Four New Members of Investor Advisory Committee
2 days ago
The Securities and Exchange Commission today announced four new members to fill...
SEC Investor Advisory Committee to Host Panels to Discuss Reconsideration of the Eligibility Criteria and Regulatory Treatment of Foreign Private Issuers
6 days ago
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public...
James Moloney Named Director of Division of Corporation Finance
8 days ago
The Securities and Exchange Commission today announced that James J. Moloney, a...
SEC Crypto Task Force to Host Roundtable on Financial Surveillance and Privacy
10 days ago
The Securities and Exchange Commission’s Crypto Task Force announced today it will...
SEC Announces Formation of Cross-Border Task Force to Combat Fraud
13 days ago
The Securities and Exchange Commission today announced the formation of a task...
SEC and CFTC Issue Joint Statement on Regulatory Harmonization Efforts; Will Co-Host Roundtable Sept. 29
13 days ago
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC)...
SEC Charges Pennsylvania Resident and His Companies with $770 Million Ponzi Scheme
14 days ago
The Securities and Exchange Commission today charged Daryl F. Heller of Pennsylvania...
SEC AND CFTC STAFF ISSUE JOINT STATEMENT ON TRADING OF CERTAIN SPOT CRYPTO ASSET PRODUCTS
15 days ago
Staff of the Securities and Exchange Commission (SEC) and the Commodity Futures...