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Last updated 3 days ago

SEC Announces New Members of Small Business Capital Formation Advisory Committee

3 days ago

The Securities and Exchange Commission today announced five new members of the...

SEC Publishes Draft Strategic Plan for Public Comment

5 days ago

The Securities and Exchange Commission today published a Draft Strategic Plan that...

SEC Announces Four New Members of Investor Advisory Committee

6 days ago

The Securities and Exchange Commission today announced four new members to fill...

SEC Proposes Rescission of Climate-Related Disclosure Rules

9 days ago

The Securities and Exchange Commission today proposed the rescission of overly burdensome...

SEC Investor Advisory Committee to Host June 4 Meeting

11 days ago

The Securities and Exchange Commission’s Investor Advisory Committee will hold a public...

SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination

17 days ago

The Securities and Exchange Commission (SEC) and National Futures Association (NFA) today...

SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements

19 days ago

The Securities and Exchange Commission today proposed amendments to its rules and...

SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions

20 days ago

The Securities and Exchange Commission today rescinded a policy, codified in Rule...

SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme

about 1 month ago

The Securities and Exchange Commission today charged 21 individuals for their alleged...

SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses

about 1 month ago

Staff in the Securities and Exchange Commission’s Divisions of Investment Management and...

SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies

about 1 month ago

The Securities and Exchange Commission today proposed rule and form amendments that...

Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC

about 1 month ago

The Securities and Exchange Commission today announced that Jason Burt, Deputy Director...