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Press Releases
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Last updated 4 days ago
SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme
4 days ago
The Securities and Exchange Commission today charged 21 individuals for their alleged...
SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses
5 days ago
Staff in the Securities and Exchange Commission’s Divisions of Investment Management and...
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
5 days ago
The Securities and Exchange Commission today proposed rule and form amendments that...
Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC
10 days ago
The Securities and Exchange Commission today announced that Jason Burt, Deputy Director...
SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
20 days ago
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission...
Chairman Atkins Launches 'Material Matters' Podcast
24 days ago
The Securities and Exchange Commission today announced the launch of Material Matters...
SEC Small Business Advisory Committee to Explore Ways to Encourage More IPOs
24 days ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...
SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
24 days ago
The Securities and Exchange Commission today issued a concept release soliciting public...
SEC Approves Exemptive Order and Proposed Rule Change to Permit Customer Cross-Margining in the U.S. Treasury Market
25 days ago
The Securities and Exchange Commission today issued a conditional exemptive order that...
SEC Appoints David Woodcock as Director of the Division of Enforcement
about 1 month ago
The Securities and Exchange Commission today announced that David Woodcock has been...
SEC Announces Enforcement Results for Fiscal Year 2025
about 1 month ago
The Securities and Exchange Commission today announced enforcement results for the fiscal...
SEC Announces Agenda and Panelists for Roundtable on Options Market Structure
about 1 month ago
The Securities and Exchange Commission today announced the agenda and panelists for...