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Last updated 5 days ago
SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised
5 days ago
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)...
SEC Seeks Public Comment on Novel Exchange-Traded Funds
6 days ago
The Securities and Exchange Commission today issued a request for public comment...
SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
10 days ago
The Securities and Exchange Commission and the Commodity Futures Trading Commission today...
SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs
11 days ago
The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director...
SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
17 days ago
The Securities and Exchange Commission and the Commodity Futures Trading Commission today...
SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
17 days ago
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued...
SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
23 days ago
The Securities and Exchange Commission has appointed John Moses as Director of...
SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)
25 days ago
The Securities and Exchange Commission today proposed amendments to rescind Rules 611...
SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
28 days ago
The U.S. Securities and Exchange Commission established joint data standards under the...
SEC Announces New Members of Small Business Capital Formation Advisory Committee
about 1 month ago
The Securities and Exchange Commission today announced five new members of the...
SEC Publishes Draft Strategic Plan for Public Comment
about 1 month ago
The Securities and Exchange Commission today published a Draft Strategic Plan that...
SEC Announces Four New Members of Investor Advisory Committee
about 1 month ago
The Securities and Exchange Commission today announced four new members to fill...