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Last updated 1 day ago

Deputy Director of Enforcement Nekia Hackworth Jones Concludes Her Tenure at the SEC

1 day ago

The Securities and Exchange Commission today announced that Nekia Hackworth Jones, Deputy...

SEC Announces Retirement of Division of Corporation Finance Deputy Director Cicely LaMothe

1 day ago

The Securities and Exchange Commission today announced that Cicely LaMothe, Deputy Director...

SEC Charges Three Purported Crypto Asset Trading Platforms and Four Investment Clubs with Scheme That Targeted Retail Investors on Social Media

9 days ago

The Securities and Exchange Commission today filed charges against purported crypto asset...

Joshua T. White Named SEC Chief Economist

14 days ago

The Securities and Exchange Commission today announced that financial economist and academic...

SEC Office of the Investor Advocate Delivers to Congress Report on Activities for Fiscal Year 2025

14 days ago

The Securities and Exchange Commission’s Office of the Investor Advocate today delivered...

SEC Charges Canadian Citizen With Fraud Schemes That Targeted Retail Investors on Discord

21 days ago

The Securities and Exchange Commission today charged Canadian citizen Nathan Gauvin and...

SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS

21 days ago

The Securities and Exchange Commission today announced the agenda and panelists for...

SEC Announces Departure of OIEA Director Lori J. Schock

23 days ago

The Securities and Exchange Commission today announced that Lori J. Schock, who...

SEC Announces Agenda and Panelists for Roundtable on Financial Surveillance and Privacy

26 days ago

The Securities and Exchange Commission’s Crypto Task Force has announced the agenda...

SEC to Host Webinar for Transfer Agents on Regulation S-P

26 days ago

The Securities and Exchange Commission today announced it will hold the second...

Cristina Martin Firvida to Conclude Tenure as Investor Advocate

about 1 month ago

The Securities and Exchange Commission today announced that Cristina Martin Firvida, who...

SEC Investor Advisory Committee to Host Dec. 4 Meeting on Regulatory Changes in Corporate Governance, the Tokenization of Equity Securities

about 1 month ago

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual...