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Press Releases
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Last updated 2 days ago
SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam
2 days ago
The Securities and Exchange Commission today charged New York resident Andrew Spaventa...
SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities
3 days ago
The Securities and Exchange Commission today charged three Toms River, New Jersey...
SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud
7 days ago
The Securities and Exchange Commission today charged New York-based investment adviser Adit...
SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division
12 days ago
The Securities and Exchange Commission today announced it is establishing a new...
SEC Announces Continuation of Small Business Advisory Committee Meeting
18 days ago
The Securities and Exchange Commission announced that the Small Business Capital Formation...
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
20 days ago
The Securities and Exchange Commission released a report to Congress today highlighting...
SEC Announces Roundtable on Preparations for 24-Hour Trading
25 days ago
The Securities and Exchange Commission announced today that it will host a...
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
26 days ago
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy...
SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
about 1 month ago
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule...
SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors
about 1 month ago
The Securities and Exchange Commission’s Office of Municipal Securities today announced it...
SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets
about 1 month ago
The Securities and Exchange Commission’s Office of the Advocate for Small Business...
SEC Small Business Advisory Committee to Explore Modernizing Market Access
about 1 month ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...