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Last updated 5 days ago
Staff Issues FAQs to Help Broker-Dealers Implement Financial Responsibility Requirements Related to U.S. Treasury Clearing
5 days ago
The Securities and Exchange Commission’s Division of Trading and Markets today issued...
Securities and Exchange Commission Division of Corporation Finance Issues Staff Statement on Certain Liquid Staking Activities
5 days ago
The Securities and Exchange Commission’s Division of Corporation Finance today issued a...
SEC Creates Task Force to Tap Artificial Intelligence for Enhanced Innovation and Efficiency Across the Agency
9 days ago
The Securities and Exchange Commission today announced the launch of a task...
On the Road: SEC Crypto Task Force to Host a Series of Roundtables Across the U.S.
10 days ago
The Securities and Exchange Commission announced today that its Crypto Task Force...
SEC Permits In-Kind Creations and Redemptions for Crypto ETPs
12 days ago
The Securities and Exchange Commission today voted to approve orders to permit...
SEC Announces George Botic to Serve as Acting Chair of the Public Company Accounting Oversight Board
20 days ago
The Securities and Exchange Commission announced today that it has designated George...
SEC Announces Roundtable on Trade-Through Prohibitions
20 days ago
The Securities and Exchange Commission announced today that it will host a...
SEC Charges Georgia-based First Liberty Building & Loan and its Owner for Operating a $140 Million Ponzi Scheme
about 1 month ago
The Securities and Exchange Commission today announced that it filed charges seeking...
SEC Small Business Advisory Committee to Discuss Regulatory Framework for Finders and Continue Exploring Regulation A
about 1 month ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...
SEC Publishes Data on Broker-Dealers, Mergers & Acquisitions, and Business Development Companies
about 2 months ago
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)...
SEC Extends Compliance Date to Help Broker-Dealers Fully Test and Implement Daily Reserve Computation Requirement
about 2 months ago
The Securities and Exchange Commission today voted to extend the compliance date...
SEC Office of the Investor Advocate Delivers to Congress Report on Objectives for Fiscal Year 2026
about 2 months ago
The Securities and Exchange Commission’s Office of the Investor Advocate today delivered...