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Last updated 3 days ago
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
3 days ago
The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under...
SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
3 days ago
The Securities and Exchange Commission today charged 38 entities alleging that they...
SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
13 days ago
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and...
SEC Proposes New Regulation Crypto Assets
13 days ago
The Securities and Exchange Commission today announced that it proposed new rules...
SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam
16 days ago
The Securities and Exchange Commission today charged New York resident Andrew Spaventa...
SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities
17 days ago
The Securities and Exchange Commission today charged three Toms River, New Jersey...
SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud
21 days ago
The Securities and Exchange Commission today charged New York-based investment adviser Adit...
SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division
26 days ago
The Securities and Exchange Commission today announced it is establishing a new...
SEC Announces Continuation of Small Business Advisory Committee Meeting
about 1 month ago
The Securities and Exchange Commission announced that the Small Business Capital Formation...
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
about 1 month ago
The Securities and Exchange Commission released a report to Congress today highlighting...
SEC Announces Roundtable on Preparations for 24-Hour Trading
about 1 month ago
The Securities and Exchange Commission announced today that it will host a...
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
about 1 month ago
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy...