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Last updated 3 days ago
Cristina Martin Firvida to Conclude Tenure as Investor Advocate
3 days ago
The Securities and Exchange Commission today announced that Cristina Martin Firvida, who...
SEC Investor Advisory Committee to Host Dec. 4 Meeting on Regulatory Changes in Corporate Governance, the Tokenization of Equity Securities
4 days ago
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual...
SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin
8 days ago
The Securities and Exchange Commission announced today that it will hold a...
SEC Announces New Date and Time for Roundtable on Financial Surveillance and Privacy
8 days ago
The Securities and Exchange Commission’s Crypto Task Force has rescheduled its Financial...
SEC Division of Examinations Announces 2026 Priorities
11 days ago
The Securities and Exchange Commission’s Division of Examinations today released its 2026...
Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC
15 days ago
The Securities and Exchange Commission today announced that Antonia M. Apps, Deputy...
SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS
28 days ago
The Securities and Exchange Commission today issued an order granting temporary exemptive...
SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowers
about 2 months ago
The Securities and Exchange Commission today announced that Stacey Bowers, who has...
SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Rules
about 2 months ago
The Securities and Exchange Commission today enhanced its efforts to assist broker-dealers...
SEC Issues Order to Reduce Operating Costs of Consolidated Audit Trail
about 2 months ago
The Securities and Exchange Commission today issued an order granting conditional exemptive...
SEC Seeks Public Comment to Improve Rules on Residential Mortgage-Backed Securities and Asset-Backed Securities
2 months ago
The Securities and Exchange Commission today published a concept release soliciting public...
SEC Announces Departure of Chief Operating Officer Ken Johnson
2 months ago
The Securities and Exchange Commission today announced that Ken Johnson, who has...