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Last updated 2 days ago
2 days ago
FINRA published the 2025 Industry Snapshot, the annual statistical report on registered...
16 days ago
WASHINGTON— The Securities and Exchange Commission (SEC), the Municipal Securities Rulemaking Board...
21 days ago
WASHINGTON—FINRA’s Board of Governors met June 4-5. The Board approved two rule...
about 2 months ago
WASHINGTON—FINRA announced today the appointment of Stephen Luparello as a public governor...
2 months ago
FINRA recently proposed amendments to streamline and reduce unnecessary burdens regarding existing...
3 months ago
WASHINGTON—FINRA announced today the launch of FINRA Forward, a series of initiatives...
3 months ago
Findings are Part of the National Financial Capability Study to be Published...
3 months ago
Congratulations to Chairman Atkins on his confirmation. FINRA looks forward to working...
3 months ago
WASHINGTON—FINRA marks this month the 10th anniversary of the FINRA Securities Helpline...
4 months ago
WASHINGTON—FINRA has ordered Robinhood Financial to pay $3.75 million to its customers...
4 months ago
WASHINGTON—FINRA’s Board of Governors met on February 25-26. The agenda included electing...
5 months ago
WASHINGTON—FINRA has fined Apex Clearing Corporation $3.2 million for violations related to...