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Last updated 2 days ago

FINRA Publishes 2025 Industry Snapshot

2 days ago

FINRA published the 2025 Industry Snapshot, the annual statistical report on registered...

Regulators to Hold Outreach Event for Municipal Market Professionals

16 days ago

WASHINGTON— The Securities and Exchange Commission (SEC), the Municipal Securities Rulemaking Board...

Report From FINRA Board of Governors Meeting – June 2025

21 days ago

WASHINGTON—FINRA’s Board of Governors met June 4-5. The Board approved two rule...

FINRA Announces Appointment of New Public Governor

about 2 months ago

WASHINGTON—FINRA announced today the appointment of Stephen Luparello as a public governor...

FINRA Statement to Correct Misinformation About FINRA’s Outside Activities Proposal

2 months ago

FINRA recently proposed amendments to streamline and reduce unnecessary burdens regarding existing...

FINRA Announces New “FINRA Forward” Initiatives to Support Members, Markets and Investors

3 months ago

WASHINGTON—FINRA announced today the launch of FINRA Forward, a series of initiatives...

FINRA Foundation Releases State-by-State Financial Knowledge Findings

3 months ago

Findings are Part of the National Financial Capability Study to be Published...

FINRA Statement on Chairman Atkins’ Confirmation

3 months ago

Congratulations to Chairman Atkins on his confirmation. FINRA looks forward to working...

FINRA Securities Helpline for Seniors Marks 10th Anniversary With More Than $9.3 Million Recovered for Investors

3 months ago

WASHINGTON—FINRA marks this month the 10th anniversary of the FINRA Securities Helpline...

Report From FINRA Board of Governors Meeting – February 2025

4 months ago

WASHINGTON—FINRA’s Board of Governors met on February 25-26. The agenda included electing...

FINRA Fines Apex Clearing $3.2 Million for Violations Relating to Fully Paid Securities Lending Program

5 months ago

WASHINGTON—FINRA has fined Apex Clearing Corporation $3.2 million for violations related to...