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Last updated 2 days ago

SEC Appoints John Moses as Director of the Office of Investor Education and Assistance

2 days ago

The Securities and Exchange Commission has appointed John Moses as Director of...

SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)

3 days ago

The Securities and Exchange Commission today proposed amendments to rescind Rules 611...

SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022

6 days ago

The U.S. Securities and Exchange Commission established joint data standards under the...

SEC Announces New Members of Small Business Capital Formation Advisory Committee

10 days ago

The Securities and Exchange Commission today announced five new members of the...

SEC Publishes Draft Strategic Plan for Public Comment

12 days ago

The Securities and Exchange Commission today published a Draft Strategic Plan that...

SEC Announces Four New Members of Investor Advisory Committee

13 days ago

The Securities and Exchange Commission today announced four new members to fill...

SEC Proposes Rescission of Climate-Related Disclosure Rules

16 days ago

The Securities and Exchange Commission today proposed the rescission of overly burdensome...

SEC Investor Advisory Committee to Host June 4 Meeting

18 days ago

The Securities and Exchange Commission’s Investor Advisory Committee will hold a public...

SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination

25 days ago

The Securities and Exchange Commission (SEC) and National Futures Association (NFA) today...

SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements

26 days ago

The Securities and Exchange Commission today proposed amendments to its rules and...

SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions

27 days ago

The Securities and Exchange Commission today rescinded a policy, codified in Rule...

SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme

about 1 month ago

The Securities and Exchange Commission today charged 21 individuals for their alleged...