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Last updated about 24 hours ago
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
1 day ago
The Securities and Exchange Commission (SEC) and National Futures Association (NFA) today...
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
3 days ago
The Securities and Exchange Commission today proposed amendments to its rules and...
SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions
4 days ago
The Securities and Exchange Commission today rescinded a policy, codified in Rule...
SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme
16 days ago
The Securities and Exchange Commission today charged 21 individuals for their alleged...
SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses
17 days ago
Staff in the Securities and Exchange Commission’s Divisions of Investment Management and...
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
17 days ago
The Securities and Exchange Commission today proposed rule and form amendments that...
Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC
22 days ago
The Securities and Exchange Commission today announced that Jason Burt, Deputy Director...
SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
about 1 month ago
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission...
Chairman Atkins Launches 'Material Matters' Podcast
about 1 month ago
The Securities and Exchange Commission today announced the launch of Material Matters...
SEC Small Business Advisory Committee to Explore Ways to Encourage More IPOs
about 1 month ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...
SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
about 1 month ago
The Securities and Exchange Commission today issued a concept release soliciting public...
SEC Approves Exemptive Order and Proposed Rule Change to Permit Customer Cross-Margining in the U.S. Treasury Market
about 1 month ago
The Securities and Exchange Commission today issued a conditional exemptive order that...