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Last updated 4 days ago
SEC Names Erik Hotmire as Chief External Affairs Officer and Director of the Office of Public Affairs
4 days ago
The Securities and Exchange Commission today announced that Erik Hotmire will return...
SEC Names Kurt Hohl as Chief Accountant
4 days ago
The Securities and Exchange Commission today announced that Kurt Hohl, with nearly...
Brian Daly Named Director of Division of Investment Management
4 days ago
The Securities and Exchange Commission today announced that investment management industry leader...
SEC Names Jamie Selway as Director of Trading and Markets
4 days ago
The Securities and Exchange Commission today announced the appointment of Jamie Selway...
Further Extension of Form PF Amendments Compliance Date
6 days ago
The Securities and Exchange Commission, together with the U.S. Commodity Futures Trading...
SEC Announces Agenda and Panelists for Roundtable on Executive Compensation Disclosure Requirements
6 days ago
The Securities and Exchange Commission today announced the agenda and panelists for...
Natasha Vij Greiner Will Conclude Her Tenure as Director of Investment Management
7 days ago
The Securities and Exchange Commission today announced that Natasha Vij Greiner, Director...
SEC to Resume Processing of Registration Applications From Swiss-Based Investment Advisers
7 days ago
The Securities and Exchange Commission announced today that it will immediately resume...
SEC Solicits Public Comment on the Foreign Private Issuer Definition
13 days ago
The Securities and Exchange Commission today published a concept release soliciting public...
Natalia Díez Riggin Named Senior Advisor and Director of Legislative and Intergovernmental Affairs
15 days ago
The Securities and Exchange Commission today announced that Natalia Díez Riggin has...
SEC Investor Advisory Committee to Examine Pass-Through Voting and Other Means of Reaching the Ultimate Beneficial Owner; Discuss Market Perspectives on Non-GAAP Financial Disclosures at June 5 Meeting
19 days ago
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public...
SEC Publishes Data on Regulation A, Crowdfunding Offerings, and Private Fund Beneficial Ownership Concentration
20 days ago
The Securities and Exchange Commission’s Division of Economic and Risk Analysis has...