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Last updated 6 days ago
SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
6 days ago
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission...
Chairman Atkins Launches 'Material Matters' Podcast
10 days ago
The Securities and Exchange Commission today announced the launch of Material Matters...
SEC Small Business Advisory Committee to Explore Ways to Encourage More IPOs
10 days ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced...
SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
10 days ago
The Securities and Exchange Commission today issued a concept release soliciting public...
SEC Approves Exemptive Order and Proposed Rule Change to Permit Customer Cross-Margining in the U.S. Treasury Market
11 days ago
The Securities and Exchange Commission today issued a conditional exemptive order that...
SEC Appoints David Woodcock as Director of the Division of Enforcement
18 days ago
The Securities and Exchange Commission today announced that David Woodcock has been...
SEC Announces Enforcement Results for Fiscal Year 2025
19 days ago
The Securities and Exchange Commission today announced enforcement results for the fiscal...
SEC Announces Agenda and Panelists for Roundtable on Options Market Structure
24 days ago
The Securities and Exchange Commission today announced the agenda and panelists for...
SEC Highlights Financial Independence During Financial Literacy Month
26 days ago
The Securities and Exchange Commission’s Office of Investor Education and Assistance (OIEA)...
SEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit Trail
30 days ago
The Securities and Exchange Commission today approved an amendment to the National...
SEC Clarifies the Application of Federal Securities Laws to Crypto Assets
about 1 month ago
The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how...
SEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap Dealers
about 1 month ago
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)...