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Last updated about 6 hours ago
SEC Monitoring Impact of Hurricane Helene on Capital Markets
about 6 hours ago
The Securities and Exchange Commission is closely monitoring the impact of Hurricane...
SEC Adopts Improvements to EDGAR System to Enhance Security, Filer Access, and Account Management
about 7 hours ago
The Securities and Exchange Commission today adopted rule and form amendments intended...
SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets for Unregistered Offers and Sales of the Platform’s “MNGO” Governance Tokens
about 8 hours ago
The Securities and Exchange Commission today filed settled charges against Mango DAO...
SEC Charges U.K. Citizen in Hacking and Trading Scheme Involving Five U.S. Public Companies
about 9 hours ago
The Securities and Exchange Commission today announced charges against U.K. citizen Robert...
Richard R. Best Named Senior Advisor to the Director of the Division of Examinations
about 9 hours ago
The Securities and Exchange Commission today announced that Richard R. Best, the...
SEC Charges Advisory Firm GQG Partners With Violating Whistleblower Protection Rule
1 day ago
The Securities and Exchange Commission today announced settled charges against Florida-based GQG...
SEC Charges Cassava Sciences, Two Former Executives for Misleading Claims About Alzheimer’s Clinical Trial
1 day ago
The Securities and Exchange Commission today announced Cassava Sciences, Inc., its founder...
SEC Charges DraftKings with Selectively Disclosing Nonpublic Information Via CEO’s Social Media Accounts
1 day ago
The Securities and Exchange Commission today charged DraftKings Inc. with selectively disclosing...
SEC Levies More Than $3.8 Million in Penalties in Sweep of Late Beneficial Ownership and Insider Transaction Reports
2 days ago
The Securities and Exchange Commission today announced settled charges against 23 entities...
SEC Charges Merrill Lynch and Harvest Volatility Management for Ignoring Client Instructions
3 days ago
The Securities and Exchange Commission today announced charges against Harvest Volatility Management...
SEC Charges Former CEO of Tech Startup SKAEL with $30 Million Fraud
3 days ago
The Securities and Exchange Commission today announced fraud charges against Baba Nadimpalli...
SEC Charges Crypto Companies TrustToken and TrueCoin With Defrauding Investors Regarding Stablecoin Investment Program
3 days ago
The Securities and Exchange Commission today announced settled charges against TrueCoin LLC...